Accolades

We are proud to be recognized by some of the most well-respected firms in the industry and ranked high among advisors for our service and support.

We encourage you to view our current and past achievements for financial advisory services earned since 2017, as they are indicative of our dedication and commitment to our advisors.

We are thrilled that PEAK has, once again, been named as a FINALIST in the 2022 WealthManagement.com Industry Awards – also known as the “Wealthies” and in ThinkAdvisor.com Luminaries!

2022 Highlights:

2022 Wealthies Finalist

AWARD CATEGORY:
Broker-Dealers (Fewer Than 1000 Advisors): Practice Management

INITIATIVE:
Comprehensive Online Marketing Program

As a small and growing firm, we are constantly looking to invest our resources judiciously, and with the greatest impact for our advisors. Many financial advisors glaze over at the thought of managing their digital presence, and tying together elements of design and functionality is a foreign language. In our ongoing quest to crack the digital code for our advisors and help them be where they need to be for their clients and prospects, in a cohesive, professional manner, this year we introduced PEAK’s Comprehensive Online Marketing Program. This program contemplates an advisor’s holistic digital footprint, encompassing all aspects of an advisor’s online presence, from their Facebook and LinkedIn Business Page(s), to their professional website and the educational content provided to their clients, to the campaigns and landing pages used for prospecting new clients. As such, it truly represents a committed partnership with our advisors unlike any in the industry today.

2022 Luminaries Finalist

AWARD CATEGORY:
Thought Leadership & Education AND Executive Leadership

INITIATIVE:
Comprehensive Online Marketing Program

2021 Highlights:

2021 Wealthies Winner

AWARD CATEGORY:
Broker-Dealers: Social Media Leadership

Broker-Dealers (Fewer Than 1000 Advisors): Practice Management

2021 Think Advisor Luminaries

AWARD CATEGORY:
Firms - Broker-Dealers: Thought Leadership & Education

Products, Programs & Services - Broker Dealers

INITIATIVE:

PEAK’s Digital Partnership Program represents our commitment of true partnership with our advisors. We understand social media is a necessary component of a comprehensive marketing strategy, yet not all advisors have the knowledge or temperament to deploy campaigns on their own – which led us to make a significant resource commitment to engage on their behalf. To accelerate the learning curve and put our advisors on a solid path, we first created a library of customizable marketing campaigns. Then, in that spirit of partnership, PEAK’s team deploys and manages Facebook campaigns for participating advisors, and provides training so advisors are more knowledgeable, proactive digital marketers going forward. This complimentary initiative drives leads to advisors and will make a meaningful contribution to the growth of their business.

2020 Highlights:

2020 Wealthies Finalist

AWARD CATEGORY:
Broker-Dealers (Fewer Than 1000 Advisors): Practice Management

Broker-Dealers (Fewer Than 1000 Advisors): Thought Leadership

INITIATIVE:
PEAK Stay Connected: Virtual Advisor Meeting Series

Nothing stops our PEAK Family from supporting one another! While circumstances dictate that we mod-ify our behaviors, we will be together in a virtual environment – sharing marketing ideas, learning new technologies and expanding business opportunities. Earlier this year, we administered an advisor survey to gauge interest (very high) and solicit topics addressing current client-facing issues and strategies. As a result, we acted immediately to launch PEAK’s Stay Connected Virtual Advisor Meeting Series, hosted every other week at a specified day and time. As the name implies, we believe it is critically important for our advisors to stay connected and up-to-date with the opportunities and resources available – from within the PEAK family and beyond.

Independent Broker Dealer Report Card

Industry Awards/highlights

• With an overall score of 9.85, PEAK took the top spot in the Small Players category (fewer than 1,000) and outscored the highest rank among the Big Players as well.

• Received top honors across all broker-dealers in Compliance Support, Compensation & Benefits and Operational Support & Service

• Ranked amongst the top in Advisor Retention

2019 Highlights:

Independent Broker Dealer Report Card

Industry Awards/highlights

• With an overall score of 9.85, PEAK took the top spot in the Small Players category (fewer than 1,000) and outscored the highest rank among the Big Players as well.

• Received top honors across all broker-dealers in Compliance Support, Compensation & Benefits and Operational Support & Service

• Ranked amongst the top in Advisor Retention

2019 Wealthmanagement.com Awards

• Proudly recognized in the top spot for Outstanding Achievement in Practice Management

• Our PEAK Performance Series earned the distinct honor of best practice management program

• One of the most beneficial advantages available to independent advisors associated with PEAK is the accessibility and generosity of our partners and peers, which collectively represent a deep pool of resources with exceptional marketing expertise.

Broker-Dealer of the Year

• Honored for outstanding service by our advisors and “doing what it takes to best serve our advisors, regardless of the challenges”

• Recognized as runner up in Division I (up to 199 representatives)

2018 Highlights:

Independent Broker Dealer Report Card

Industry Awards/highlights

• Ranked #1 in Compliance

• In head-to-head competition with the Top 3 IBD’s on Compensation & Benefits, Operations Service & Support and Technology.

Broker-Dealer of the Year

• Distinguished for overall service excellence by our advisors

• Recognized as runner up in Division I (up to 199 representatives)

2017 Highlights:

Independent Broker Dealer Report Card

Industry Awards/highlights

• Ranked #1 in Compliance

• In head-to-head competition with the Top 3 IBD’s on Compensation & Benefits, Operations Service & Support and Technology

Broker-Dealer of the Year

• Distinguished for overall service excellence by our advisors

• Recognized as runner up in Division I (up to 199 representatives)