PEAK Brokerage Services (PBS) is an independent, full-service FINRA registered broker-dealer owned and operated by a successful group of advisors, not a larger conglomerate. Our first priority is building a one-of-a-kind business partnership with our registered representatives. We offer a brokerage platform with clearing and custody through Raymond James Financial, in addition to directly-held business with a broad list of mutual fund and insurance companies.
From a Compliance standpoint, we strive to find the right balance rather than making blanket decisions in spite of our advisors. The adage “bigger isn’t always better” rings true – our ability to be nimble in the face of change has proved to be very beneficial.
PBS delivers a comprehensive product offering and leading technology partners, along with access to exceptional marketing programs and strategies, to ensure that you will be well-positioned to grow your business, your way. Have your own independent RIA? We welcome a conversation to work together.