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1-855-949-PEAK


We strive to provide our clients with the highest level of service and disclosure to ensure that you make informed decisions regarding your investments. The following points are here to help increase your understanding of the various facets of engagement with Peak Brokerage Services (PBS) as a FINRA registered broker/dealer or Blackridge Asset Management (BAM) as a SEC Registered Investment Advisory Firm.

Customer Relationship Summary (Form CRS)

Disclosure

You can visit the following websites to learn more about your registered representative or investment advisor. The information provided on these sites gives you a snapshot of a broker or investment advisor representative’s employment history, regulatory actions, and investment-related licensing information, arbitration’s and complaints.

Registered Representatives of
Peak Brokerage Services
Investment Advisor Representatives of
Blackridge Asset Management

FINRA – Broker Check

SEC – Investment Adviser Public Disclosure

Fees

The fees for various investment products and managed accounts are as varied as the investments themselves. We have listed the average fees associated with the various products and investment-related strategies.

Investment Vehicle

Average Annual Operating Expense

BondsN/A – Trading & Account Fees Only
Exchange Traded FundsExpense ratio of 0.44% to 0.74% – Trading & Account Fees will also apply
Fixed Indexed AnnuityRanges between 0.0% to 2.5% depending on elected riders
Mutual FundsRanges from 1.0% to 3.0% – May have up front charge between
3.75% to 5.75%
Real Estate Investment Trusts1.5% to 2.5% varies by program type and investment structure
StocksN/A – Trading & Account Fees Only
Unit Investment TrustsN/A – Trading & Account Fees – May have a up front charge between 3.75% to 5.75%
Variable AnnuityRanges between .9% to 4% depending on elected riders

Managed accounts through Blackridge Asset Management can be in custody with Charles Schwab or Raymond James. These types of accounts may incur a platform fee, manager fee and potential trading expenses in addition to the above noted expenses. Please refer to Blackridge Asset Management’s Form ADV part 2 and to the fee sheet for your custodian.

Products

There is a wide variety of investment products that can be utilized by our registered representatives to help you meet your financial objectives. Listed below is a list of the most common investment products available through Peak Brokerage Services.

Investment Product Types

BondsPrivate Equity
Exchange Traded FundsReal Estate Investment Trusts
Fixed Indexed AnnuityStocks
Mutual FundsVariable Annuity

Consumer Privacy, Data, Security, Business Continuation Plan, and Important Additional Disclosures

Additional Disclosures

Business Continuity Plan
Privacy Policy
Revenue Sharing
Strategic Partners 2020

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